Compliance Officer
crypto:applicationlegal-complianceIC4Compliance
Compensation
Not disclosed
Flow Traders is seeking a Compliance Officer in New York to support our multi-asset, fast‑paced trading environment. Reporting to the Chief Compliance Officer, you will partner with trading, risk, and technology to strengthen the firm’s compliance program across products and markets. You will contribute to monitoring, surveillance, policy development, training, regulatory inquiries, reporting, and business advisory functions of the compliance department.
We value self‑motivated and analytical people who take a practical and effective approach to problems. This role offers broad exposure, autonomy, and the opportunity to shape firm‑wide controls within our entrepreneurial and innovative culture.
Our compliance team is growing with multiple openings at various levels. Even if you don’t meet every requirement, we encourage you to apply. We are actively considering candidates with regulatory, technical, or other relevant backgrounds.
What you will do
Monitor regulatory developments and update Written Supervisory Procedures (WSP) and internal controls
Provide day-to-day advisory on market rules, practices, and compliance risks; translate regulations into actionable business requirements for new products and venus
Operate and enhance monitoring and surveillance controls designed to mitigate compliance and operational risk
Leverage in-house technology and third-party solutions to automate compliance processes; write and test code to deliver innovative monitoring and control-testing solutions
Design, execute, and govern an auditable automation framework (version control, testing, change management, documentation)
Assist in oversight of regulatory reporting obligations (e.g., CAT, CAIS, TRF, TRACE, MSRB), as applicable
Draft responses to regulatory inquiries, examinations, and requests
What you need to succeed
5-10 years in regulatory, compl